Maile Foster, financial advisor Colorado Springs CO
49 score

Maile Foster

CRD Number: 3049192
Current Firm: Kovack Advisors, Inc.

Maile Foster (CRD# 3049192) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Colorado Springs, CO and has over 12 years of experience in the finance industry. Maile Foster has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kovack Securities, Inc. Ft. Lauderdale, FL Mar 2011 - Current 5
Kovack Advisors, Inc. Ft. Lauderdale, FL Mar 2011 - Current 5
Securian Financial Services, Inc. St. Paul, MN Mar 2007 - Jan 2011 3
Minnesota Life Insurance Company St. Paul, MN Feb 2007 - Jan 2011 3
Strategic Financial Partners Colorado Springs, CO Feb 2007 - Jan 2011 3
Hornor Townsend & Kent Inc. Horsham, PA Aug 2005 - Mar 2007 1
Penn Mutual Horsham, PA May 2005 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2004
S65 NASAA Investment Advisors Law Examination Aug 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Maile S. Foster
Phone Number: 954-782-4771
Registered State(s):
  • CA
  • CO
  • DC
By the Numbers
  • Total Assets Under Management
    1,317
    MILLIONS
  • Total Number of Accounts
    5,353
    ACCOUNTS
  • Average Account Value
    $246,011
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
49

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