Richard FlemingCRD Number: 4498348
Current Firm: Garrett Investment Advisors, LLC
Compensation Model: Fee Only
Richard Fleming (CRD# 4498348) is an Investment Advisor Representative working at Garrett Investment Advisors, LLC in Colorado Springs, CO and has over 14 years of experience in the finance industry. Richard Fleming has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Horizons Sustainable Financial Services, Inc.
Brooks Financial Planning
Intervest International, Inc.
|Garrett Investment Advisors, LLC||Colorado Springs, CO||May 2014 - Current||3|
|First Command Financial Services, Inc.||Fort Worth, TX||Mar 2002 - May 2014||12|
|First Command Financial Planning, Inc.||Fort Worth, TX||Jan 2002 - May 2014||12|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Oct 2004|
|S63||Uniform Securities State Law Examination||Feb 2009|
Total Assets Under Management41MILLIONS
Total Number of Accounts208ACCOUNTS
Average Account Value$198,786
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AR, CA, CO, CT, FL, IL, KS, KY, MA, MI, MN, NY, OH, OR, PA, TX
Investment advisor representative of and investment advisory services offered through Garrett Investment Advisors, LLC, a fee-only SEC registered investment advisor. Tel: (910) FEE-ONLY. Lodestar Financial Planning may offer investment advisory services in the State of Colorado and in other jurisdictions where exempted.