Richard Fleming, financial advisor Manhattan KS

Richard Fleming

CRD Number: 4498348
Current Firm: Cgn Advisors, LLC
Compensation Model: Fee Only

Richard Fleming (CRD# 4498348) is an Investment Advisor Representative working at Garrett Investment Advisors, LLC in Colorado Springs, CO and has over 14 years of experience in the finance industry. Richard Fleming has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Cgn Advisors, LLC
Professional Designations
Company Name Location Dates Years
Cgn Advisors, LLC Colorado Springs, CO May 2014 - Current 9
First Command Financial Services, Inc. Fort Worth, TX Mar 2002 - May 2014 12
First Command Financial Planning, Inc. Fort Worth, TX Jan 2002 - May 2014 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2009
S65 NASAA Investment Advisors Law Examination Oct 2004
Contact Info for Richard A. Fleming
Phone Number: 910-333-6659
Advisor Website: http://www.lodestarfp.com
Firm Website: http://lodestarfp.com/
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    1,135
    MILLIONS
  • Total Number of Accounts
    3,627
    ACCOUNTS
  • Average Account Value
    $312,991
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY

Firm Disclaimer:

Investment advisor representative of and investment advisory services offered through Garrett Investment Advisors, LLC, a fee-only SEC registered investment advisor.  Tel: (910) FEE-ONLY. Lodestar Financial Planning  may offer  investment advisory services in the State of Colorado  and in other jurisdictions where exempted.

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Data verified by both the advisor and the public regulatory data.

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