Richard Fleming, financial advisor Colorado Springs CO
103 score

Richard Fleming

CRD Number: 4498348
Current Firm: Garrett Investment Advisors, LLC
Compensation Model: Fee Only

Richard Fleming (CRD# 4498348) is an Investment Advisor Representative working at Garrett Investment Advisors, LLC in Colorado Springs, CO and has over 14 years of experience in the finance industry. Richard Fleming has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Garrett Investment Advisors, LLC Colorado Springs, CO May 2014 - Current 2
First Command Financial Services, Inc. Fort Worth, TX Mar 2002 - May 2014 12
First Command Financial Planning, Inc. Fort Worth, TX Jan 2002 - May 2014 12
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2004
S63 Uniform Securities State Law Examination Feb 2009
Contact Info for Richard A. Fleming
By the Numbers
  • Total Assets Under Management
    41
    MILLIONS
  • Total Number of Accounts
    208
    ACCOUNTS
  • Average Account Value
    $198,786
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, CA, CO, CT, FL, IL, KS, KY, MA, MI, MN, NY, OH, OR, PA, TX

Firm Disclaimer:

Investment advisor representative of and investment advisory services offered through Garrett Investment Advisors, LLC, a fee-only SEC registered investment advisor.  Tel: (910) FEE-ONLY. Lodestar Financial Planning  may offer  investment advisory services in the State of Colorado  and in other jurisdictions where exempted.

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BADGES
103
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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