Sterling McCarty, financial advisor Colorado Springs CO

Sterling McCarty

CRD Number: 1163863
Current Firm: D.a. Davidson & Company

Sterling McCarty (CRD# 1163863) is an Investment Advisor Representative working at D.a. Davidson & Company in Colorado Springs, CO and has over 40 years of experience in the finance industry.

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Company Name Location Dates Years
D.a. Davidson & Company Mesa, AZ Apr 2018 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs, CO Jun 1983 - Apr 2018 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Jan 1994
Contact Info for Sterling K. McCarty
Phone Number: 406-727-4200
Registered State(s):
  • AZ
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    27,925
    MILLIONS
  • Total Number of Accounts
    81,264
    ACCOUNTS
  • Average Account Value
    $343,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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