Steven Moffat, financial advisor Colorado Springs CO
93 score

Steven Moffat

CRD Number: 5978827
Current Firm: Strategic Advisers, Inc.

Steven Moffat (CRD# 5978827) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Colorado Springs, CO and has over 5 years of experience in the finance industry.

Similar Advisors
Richard Fleming, financial advisor Colorado Springs CO
Richard A. Fleming
CRD# 4498348
Garrett Investment Advisors, LLC
Score
103
Similar Advisors
Johann Klaassen, financial advisor Colorado Springs CO
Johann A. Klaassen
CRD# 4280579
Horizons Sustainable Financial Services, Inc.
Score
103
Similar Advisors
Mary Brooks, financial advisor Colorado Springs CO
Mary A. Brooks
CRD# 1774304
Brooks Financial Planning
Score
101
Company Name Location Dates Years
Fidelity Brokerage Services LLC Colorado Springs, CO Nov 2016 - Current 1
Northwestern Mutual Investment Services LLC Colorado Spgs, CO Feb 2016 - Nov 2016 < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Feb 2016 - Nov 2016 < 1
Kevin Kaveney Colorado Spgs, CO Jan 2016 - Nov 2016 < 1
Kevin Kaveney Colorado Spgs, CO Dec 2015 - Dec 2015 < 1
Usaa Colorado Springs, CO Nov 2013 - Dec 2015 2
T Rowe Price Colorado Springs, CO Aug 2011 - Nov 2013 2
Ent Federal Credit Union Colorado Springs, CO Nov 2009 - Aug 2011 1
Unemployed Marietta, GA May 2009 - Nov 2009 < 1
American National Life Insurance Company Of Texas Marietta, GA Nov 2008 - Apr 2009 < 1
Unemployed Atlanta, GA May 2008 - Nov 2008 < 1
Student Bloomsburg, PA May 2003 - May 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Steven K. Moffat
Phone Number: 617-563-7000
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    254,026
    MILLIONS
  • Total Number of Accounts
    688,691
    ACCOUNTS
  • Average Account Value
    $368,854
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Steven Moffat and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.