Zachary Waugh, financial advisor Colorado Springs CO
93 score

Zachary Waugh

CRD Number: 5476337
Current Firm: Spc

Zachary Waugh (CRD# 5476337) is an Investment Advisor Representative working at Spc in Colorado Springs, CO and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Parkland Securities Ann Arbor, MI Aug 2014 - Current 2
Agora Wealth Management Colorado Springs, CO Apr 2008 - Current 8
Sammons Securities Company LLC Ann Arbor, MI Nov 2008 - Aug 2014 5
Mwa Financial Services, Inc. Rock Island, IL Jan 2008 - Apr 2008 < 1
Modern Woodmen Of America Rock Island, IL Jan 2008 - Apr 2008 < 1
Drexel Heritage Colorado Springs, CO Jul 2005 - Dec 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2010
S65 NASAA Investment Advisors Law Examination Feb 2009
Contact Info for Zachary D. Waugh
Phone Number: 734-663-1611
Registered State(s):
  • AZ
  • WV
  • CA
  • FL
  • KS
  • CO
  • OR
  • HI
  • IL
  • MO
  • MT
  • NV
  • NM
  • OK
  • PA
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    1,987
    MILLIONS
  • Total Number of Accounts
    11,707
    ACCOUNTS
  • Average Account Value
    $169,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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