John Caswell, financial advisor Columbia MD
90 score

John Caswell

CRD Number: 6239686
Current Firm: Wagener-lee, LLC

John Caswell (CRD# 6239686) is an Investment Advisor Representative working at Wagener-lee, LLC in Columbia, MD and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wagener-lee, LLC Columbia, MD Aug 2015 - Current 2
Raymond James Financial Services Advisors Inc. Columbia, MD Jan 2015 - Current 3
Raymond James Financial Services, Inc. Columbia, MD Sep 2014 - Current 3
Maryland Army National Guard Frederick, MD Jun 2008 - Current 9
South Point Services Berlin, MD Apr 2014 - Sep 2014 < 1
Lpl Financial LLC Ocean Pines, MD Aug 2013 - Apr 2014 < 1
Mainstreet Wealth Management Ocean Pines, MD Jun 2013 - Apr 2014 < 1
South Point Services Berlin, MD Jul 2008 - Jun 2013 4
Salisbury University Salisbury, MD Sep 2010 - May 2013 2
Wor-wic Community College Salisbury, MD Sep 2008 - Sep 2010 2
United States Army Fort Carson, CO Jul 2002 - Jun 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for John O. Caswell
Phone Number: 443-276-9595
Firm Website:
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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