Robert CarpenterCRD Number: 1992563
Current Firm: Baltimore-washington Financial Advisors
Robert Carpenter (CRD# 1992563) is an Investment Advisor Representative working at Baltimore-washington Financial Advisors in Columbia, MD and has over 28 years of experience in the finance industry.
David Wealth Management, LLC
Blue Ocean Global Wealth
Commonwealth Financial Network
|Baltimore-washington Financial Advisors, Inc.||Columbia, MD||Jun 2012 - Current||5|
|Ameriprise Financial Services, Inc.||Minneapolis, MN||Jan 2011 - Jun 2012||1|
|Wachovia Securities, LLC||Baltimore, MD||Mar 2007 - Jan 2011||3|
|Ryan, Beck & Company, LLC||Baltimore, MD||Apr 2002 - Mar 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1989|
|S65||NASAA Investment Advisors Law Examination||Feb 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management590MILLIONS
Total Number of Accounts501ACCOUNTS
Average Account Value$1,177,575
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CA, DC, DE, FL, IL, MD, NC, NH, OH, PA, SC, TX, VA
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.