Phillip SmithCRD Number: 2981283
Current Firm: Smith Moore & Company
Phillip Smith (CRD# 2981283) is an Investment Advisor Representative working at Smith Moore & Company in Columbia, MO and has over 20 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cutter & Company, Inc.
|Smith Moore & Co||Clayton, MO||Jul 2008 - Current||9|
|Wachovia Securities, LLC||Columbia, MO||Jan 2008 - Jul 2008||< 1|
|A. G. Edwards & Sons, Inc.||Columbia, MO||Nov 1997 - Jul 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Total Assets Under Management748MILLIONS
Total Number of Accounts2,481ACCOUNTS
Average Account Value$301,565
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, IL, KS, MO
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