Sandy Dorson, financial advisor Columbia MO

Sandy Dorson

CRD Number: 5629572
Current Firm: Cetera Investment Advisers LLC

Sandy Dorson (CRD# 5629572) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Columbia, MO and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Jun 2021 - Current 2
Voya Financial Advisors, Inc. Columbia, MO Jul 2019 - Jun 2021 1
Private Client Services Louisville, KY Apr 2018 - Jul 2019 1
Prime Capital Investment Advisors, LLC Overland Park, KS Jul 2017 - Jul 2019 2
Cambridge Investment Research, Inc. Fairfield, IA Dec 2008 - Apr 2018 9
Lawing Financial, Inc. Overland Park, KS Feb 2013 - Oct 2017 4
Citizens Bank & Trust Pilot Grove, MO Jun 2003 - Feb 2015 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2009
S65 NASAA Investment Advisors Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sandy L. Dorson
Phone Number: 888-528-2987
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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