Alexis Smith (CRD# 7078389) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Columbia, SC and has 1 year of experience in the finance industry.
CRD# 2105773
Janney Montgomery Scott LLC
CRD# 6152328
Independent Advisor Alliance, LLC
CRD# 2596320
Davinci Financial Designs
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services | Colombia, SC | Sep 2023 - Current | < 1 |
| Bank Of America, N.a. | Columbia, SC | Aug 2022 - Sep 2023 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia, SC | Feb 2019 - Sep 2023 | 4 |
| University Of South Carolina | Columbia, SC | Aug 2015 - May 2019 | 3 |
| Direct Surgical Equipment | Columbia, SC | Feb 2018 - Feb 2019 | 1 |
| State Farm Insurance | Lugoff, SC | Jul 2014 - Feb 2019 | 4 |
| The Tumble Tree | Elgin, SC | Aug 2013 - Aug 2018 | 5 |
| High School | Columbia, SC | Aug 2011 - Jun 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2022 |
- FL
- SC
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Total Assets Under Management600,809MILLIONS
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Total Number of Accounts1,077,471ACCOUNTS
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Average Account Value$557,610
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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