Daniel Smith, financial advisor Columbia SC
96 score

Daniel Smith

CRD Number: 5406316
Current Firm: First Citizens Investor Services, Inc.

Daniel Smith (CRD# 5406316) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Columbia, SC and has over 9 years of experience in the finance industry. Daniel Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
James Agostini, financial advisor Columbia SC
James S. Agostini
CRD# 2596320
Davinci Financial Designs
Score
96
Similar Advisors
David Allison, financial advisor Columbia SC
David L. Allison
CRD# 4442492
Allison Investment Management, LLC
Score
96
Similar Advisors
Blake Amick, financial advisor Columbia SC
Blake D. Amick
CRD# 1402104
Cetera Advisor Networks LLC
Score
96
Professional Designations
Company Name Location Dates Years
First Citizens Investor Services, Inc. Columbia, SC Jan 2016 - Current < 1
First Citizens Securities Corp Columbia, SC Nov 2012 - Current 4
First Citizens Bank Of South Carolina Columbia, SC Oct 2012 - Current 4
Bb&t Investments Charlotte, NC Aug 2007 - Sep 2012 5
Bb&t Bank Irmo, SC Jul 2004 - Aug 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Daniel G. Smith
Phone Number: 919-716-7492
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    559
    MILLIONS
  • Total Number of Accounts
    2,293
    ACCOUNTS
  • Average Account Value
    $243,803
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV

Ready to hire a financial advisor? Get competitive proposals from Daniel Smith and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.