David Vandewater, financial advisor Columbia SC
96 score

David Vandewater

CRD Number: 1221302
Current Firm: Northwestern Mutual Investment Services,llc

David Vandewater (CRD# 1221302) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Columbia, SC and has over 26 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Managemennt Company Milwaukee, WI Mar 2011 - Current 5
Northwestern Mutual Investment Services, LLC Columbia, SC Mar 2006 - Current 10
Northwestern Mutual Investment Services, LLC Milwaukee, WI Oct 1989 - Current 27
Northwestern Mutual Life Insurance Company Milwaukee, WI Jan 1982 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S65 NASAA Investment Advisors Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Aug 2006
Contact Info for David J. Vandewater
Phone Number: 866-664-7737
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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