Kevin Mertens, financial advisor Columbia SC
93 score

Kevin Mertens

CRD Number: 1341160
Current Firm: First Citizens Investor Services, Inc.

Kevin Mertens (CRD# 1341160) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Columbia, SC and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
First Citizens Investor Services, Inc. Columbia, SC Jan 2016 - Current 1
First Citizens Securities Corporation Columbia, SC Nov 2015 - Current 2
First Citizens Bank Greenville, NC Nov 2015 - Current 2
United Community Banks, Inc. Greenville, SC Jun 2015 - Nov 2015 < 1
Invest Financial Corp. Greenville, SC Jun 2015 - Nov 2015 < 1
Td Bank, N.a Greenville, SC Nov 2014 - Jun 2015 < 1
Td Private Client Wealth LLC Greenville, SC Oct 2012 - Jun 2015 2
Td Bank, N.a. Greenville, SC Jul 2012 - Nov 2014 2
Amerivest Investment Management, LLC Greenville, SC Apr 2011 - Jul 2012 1
Td Ameritrade Inc. Greenville, SC Mar 2011 - Jul 2012 1
Mertens,llc Greenville, SC Mar 2006 - Mar 2011 5
V M Manning Co Greenville, SC Mar 2006 - Nov 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
S65 NASAA Investment Advisors Law Examination Jun 2008
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Kevin S. Mertens
Phone Number: 919-716-7492
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    559
    MILLIONS
  • Total Number of Accounts
    2,293
    ACCOUNTS
  • Average Account Value
    $243,803
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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