Randal Locklier, financial advisor Columbia SC
90 score

Randal Locklier

CRD Number: 6011271
Current Firm: Td Ameritrade, Inc.

Randal Locklier (CRD# 6011271) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Columbia, SC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade, Inc. Columbia, SC Jun 2013 - Current 3
Bank Of America, N.a. Columbia, SC Aug 2012 - Jun 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia, SC Mar 2012 - Jun 2013 1
Metlife Securities Columbia, SC Jan 2012 - Mar 2012 < 1
Atm Usa Morrisville, NC Jan 2008 - Mar 2012 4
Metlife Securities Inc. Columbia, SC Dec 2011 - Jan 2012 < 1
Atm Usa Morrisville, NC Jan 2009 - Nov 2011 2
Kayley Properties Lexington, NC Jan 2004 - Jan 2009 5
Banktek Systems, Inc. West Columbia, SC Jan 2002 - Jan 2008 6
Banktek Systems West Columbia, SC Jan 1994 - Dec 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S65 NASAA Investment Advisors Law Examination Jun 2012
Contact Info for Randal E. Locklier
Phone Number: (800) 669-3900
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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