Ernest Allen, financial advisor Columbia TN
93 score

Ernest Allen

CRD Number: 3001003
Current Firm: Raymond James Financial Services Advisors, Inc.

Ernest Allen (CRD# 3001003) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Columbia, TN and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services Advisors, Inc. Columbia, TN Jan 2009 - Current 7
A & L Properties Columbia, TN Dec 2005 - Current 11
Raymond James Financial Services Columbia, TN Aug 2002 - Current 14
Duling & Allen Asset Management Columbia, TN Aug 2002 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S65 NASAA Investment Advisors Law Examination Oct 2006
Contact Info for Ernest W. Allen
Phone Number: 727-567-5877
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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