William Barnes (CRD# 3126587) is an Investment Advisor Representative working at Synovus Securities, Inc. in Sumter, SC and has over 25 years of experience in the finance industry.
CRD# 2845534
Edward Jones
CRD# 5380578
Lpl Financial LLC
CRD# 4207865
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Synovus Securities, Inc. | Sumter, SC | Oct 2019 - Current | 4 |
| Synovus Bank | Sumter, SC | Oct 2009 - Current | 14 |
| Synovus Securities, Inc. | Sumter, SC | Oct 2009 - Oct 2019 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management6,242MILLIONS
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Total Number of Accounts12,037ACCOUNTS
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Average Account Value$518,601
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
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- Publication of periodicals or newsletters
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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