David Abuaf, financial advisor Columbus IN
96 score

David Abuaf

CRD Number: 4582706
Current Firm: Raymond James Financial Services Advisors, Inc.

David Abuaf (CRD# 4582706) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Columbus, IN and has over 12 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Raymond James Financial Services Columbus, IN Nov 2013 - Current 3
Forman Investment Services Columbus, IN Nov 2013 - Current 3
Raymond James Financial Services Advisors Inc. Columbus, IN Nov 2013 - Current 3
Slimtrader Seattle, WA Mar 2013 - Nov 2013 < 1
Hefty Wealth Partners Auburn, IN Apr 2012 - Mar 2013 < 1
Lpl Financial Gurnee, IL Sep 2011 - Feb 2013 1
Bexa Capital Chicago, IL Sep 2008 - Aug 2011 2
Diamond Management Consultants Chicago, IL May 2009 - Jul 2010 1
University Of Chicago Chicago, IL Aug 2006 - Sep 2008 2
Principled Capital Management New York, NY Jun 2007 - Sep 2007 < 1
Audobon Securities, Inc. New York, NY Feb 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2004
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for David N. Abuaf
Phone Number: 727-567-5877
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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