David Miller, financial advisor Columbus OH
72 score

David Miller

CRD Number: 1219681
Current Firm: Ameriprise Financial Services, Inc.

David Miller (CRD# 1219681) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Columbus, OH and has over 16 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services Inc. Columbus, OH Jun 2015 - Current 1
Hornor Townsend And Kent, Inc. Powell, OH Feb 2002 - Jun 2015 13
Manufacturers Life Insurance Company Cleveland, OH Jul 1983 - Jun 2015 31
Miller Financial Services Inc. Powell, OH Mar 1981 - Jun 2015 34
Midland Mutual Life Ins Company Columbus, OH Mar 1981 - Jun 2015 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for David E. Miller
Phone Number: 612-671-3131
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
72

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