James Semeraro, financial advisor Columbus OH
81 score

James Semeraro

CRD Number: 5342489
Current Firm: J.p. Morgan Securities LLC

James Semeraro (CRD# 5342489) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Columbus, OH and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities, LLC Columbus, OH Nov 2013 - Current 3
Self-employed Home-health Aide Columbus, OH May 2003 - Current 13
Nationwide Insurance/ Employee Enterprises Inc/don Atwell Agency Desoto, TX Sep 2013 - Nov 2013 < 1
Nationwide Securities, LLC Desoto, TX Sep 2013 - Nov 2013 < 1
J.p. Morgan Securities, LLC Columbus, OH Oct 2012 - Apr 2013 < 1
Chase Investment Services Corp Columbus, OH Oct 2010 - Oct 2011 1
Nationwide Securities, LLC Dublin, OH Jun 2008 - Oct 2010 2
Waddell & Reed, Inc And Various Insurance Carriers Dublin, OH May 2007 - Jul 2008 1
Bankers Life & Casualty Columbus, OH Mar 2006 - Mar 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for James R. Semeraro
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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