Joseph Maul, financial advisor Columbus OH
80 score

Joseph Maul

CRD Number: 5903898
Current Firm: Strategic Advisers, Inc.

Joseph Maul (CRD# 5903898) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Columbus, OH and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Investments Covington, KY Mar 2011 - Current 5
Kings Toyota Cincinnati, OH Jan 2010 - Feb 2011 1
Unemployed Pickerington, OH Dec 2009 - Jan 2010 < 1
Sbc Advertising Columbus, OH May 2009 - Dec 2009 < 1
Unemployed Pickerington, OH Mar 2009 - May 2009 < 1
The Ohio State University Columbus, OH Dec 2005 - Mar 2009 3
Unitedhealth Care Westerville, OH Apr 2007 - Dec 2007 < 1
Potbelly Sandwich Works Columbus, OH Aug 2006 - May 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S66 NASAA Uniform Combined State Law Examination Aug 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph R. Maul
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • KY
  • TX
  • OH
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
80

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