Robert Roach, financial advisor Columbus OH
93 score

Robert Roach

CRD Number: 1001038
Current Firm: Northwestern Mutual Investment Services,llc

Robert Roach (CRD# 1001038) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Columbus, OH and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Dec 2009 - Current 7
Northwestern Mutual Investment Services, LLC Columbus, OH Feb 2006 - Current 11
Northwestern Mutual Investment Services, LLC Milwaukee, WI Oct 1981 - Current 36
Northwestern Mutual Life Company Milwaukee, WI Jun 1968 - Current 49
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1990
S66 NASAA Uniform Combined State Law Examination Dec 2006
Contact Info for Robert M. Roach
Phone Number: 866-664-7737
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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