Robert UptonCRD Number: 3158923
Current Firm: The Joseph Group Capital Management
Robert Upton (CRD# 3158923) is an Investment Advisor Representative working at The Joseph Group Capital Management in Columbus, OH and has over 19 years of experience in the finance industry.
Rebel Financial, LLC
Ameriprise Financial Services, Inc.
Pds Planning Inc.
|Kaplan Financial||New York, NY||Jun 2005 - Current||12|
|Upton Financial Education||Hilliard, OH||Mar 2004 - Current||14|
|The Joseph Group Capital Management||Columbus, OH||Mar 2004 - Current||14|
|Schweser Study Program||Lacrosse, WI||Feb 2001 - Current||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
Total Assets Under Management341MILLIONS
Total Number of Accounts433ACCOUNTS
Average Account Value$788,628
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
AZ, CA, FL, IL, KY, LA, NE, NJ, OH, PA, SC, TX, VA