Thomas McCarthy, financial advisor Columbus OH
96 score

Thomas McCarthy

CRD Number: 3185284
Current Firm: Commonwealth Financial Network

Thomas McCarthy (CRD# 3185284) is an Investment Advisor Representative working at Commonwealth Financial Network in Columbus, OH and has over 17 years of experience in the finance industry. Thomas McCarthy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Jan 2007 - Current 9
Mccarthy & Cox Marysville, OH Jan 2007 - Current 9
Union County Marysville, OH Jan 1997 - Dec 2010 13
Weiss Department Store Marysville, OH Oct 1980 - Dec 2009 29
Lincoln National Life Columbus, OH Oct 2002 - Jan 2007 4
Lincoln Financial Advisors Columbus, OH Oct 2002 - Jan 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
Contact Info for Thomas A. McCarthy
Phone Number: 781-736-0700
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    52,073
    MILLIONS
  • Total Number of Accounts
    229,200
    ACCOUNTS
  • Average Account Value
    $227,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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