Timothy Swain, financial advisor Columbus OH
90 score

Timothy Swain

CRD Number: 6186582
Current Firm: Summit Financial Strategies Inc.

Timothy Swain (CRD# 6186582) is an Investment Advisor Representative working at Summit Financial Strategies Inc. in Columbus, OH and has 1 year of experience in the finance industry. Timothy Swain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Financial Strategies, Inc. Columbus, OH Apr 2016 - Current 2
Summit Financial Strategies, Inc. Columbus, OH Jan 2016 - Current 2
Summit Financial Strategies, Inc. Columbus, OH Apr 2014 - Apr 2016 2
Summit Financial Strategies, Inc. Columbus, OH Apr 2013 - Apr 2014 1
Summit Financial Strategies, Inc. Columbus, OH Apr 2008 - Apr 2013 5
Inferno Racing Macedonia, OH Dec 2009 - Dec 2010 1
Inferno Racing Macedonia, OH Apr 2003 - Dec 2009 6
Summit Financial Strategies, Inc. Columbus, OH Apr 2007 - Apr 2008 1

Timothy Swain has no recent exams reported.
Contact Info for Timothy W. Swain
Phone Number: 614-885-1115
Firm Website: http://www.summitfin.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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