Susan Lennon, financial advisor Commerce TX
73 score

Susan Lennon

CRD Number: 4626179
Current Firm: Lpl Financial LLC

Susan Lennon (CRD# 4626179) is an Investment Advisor Representative working at Lpl Financial LLC in Commerce, TX and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Commerce, TX May 2013 - Current 3
Jewelry Designer Sulphur Springs, TX Dec 2010 - Current 6
Cattle Farm Sulphur Springs, TX Jan 2006 - Current 10
Alliance Bank Financial Services Sulphur Springs, TX Oct 2011 - May 2013 1
Raymond James Financial Services Advisors, Inc. Greenville, TX Jan 2009 - May 2013 4
Alliance Bank Sulphur Springs, TX Jan 2009 - May 2013 4
Raymond James Financial Services, Inc. Sulphur Springs, TN Dec 2005 - May 2013 7
Non-variable Insurance Sulpher Springs, TX Jul 2009 - Apr 2013 3
Make A Wish Sulphur Springs, TX Jan 2006 - Apr 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2003
S65 NASAA Investment Advisors Law Examination Sep 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Susan E. Lennon
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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