Nick Lapin, financial advisor Concord CA
89 score

Nick Lapin

CRD Number: 6267855
Current Firm: Assetmark, Inc.

Nick Lapin (CRD# 6267855) is an Investment Advisor Representative working at Assetmark, Inc. in Concord, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Assetmark Brokerage, LLC Concord, CA Aug 2014 - Current 2
Capital Brokerage Corporation Encino, CA Nov 2013 - Current 3
Assetmark Financial, Inc. Concord, CA May 2013 - Current 3
Santa Monica College Santa Monica, CA Jul 2004 - Jun 2013 8
Bank Of America Westwood, CA Jan 2012 - May 2013 1
California State University Northridge Northridge, CA Apr 2011 - Apr 2013 2
Merril Lynch Westlake Village, CA Aug 2011 - Jan 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2014
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Nick O. Lapin
Phone Number: 800-664-5345
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    20,055
    MILLIONS
  • Total Number of Accounts
    122,477
    ACCOUNTS
  • Average Account Value
    $163,746
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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