Patrick Riley, financial advisor Concord NC
93 score

Patrick Riley

CRD Number: 4434612
Current Firm: Optimal Planning, LLC

Patrick Riley (CRD# 4434612) is an Investment Advisor Representative working at Optimal Planning, LLC in Concord, NC and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Optimal Planning, LLC Concord, NC May 2016 - Current 1
Lpl Financial Concord, NC Mar 2013 - Jul 2016 3
Camarda Wealth Advisory Group Fleming Island, FL May 2012 - Feb 2013 < 1
Lpl Financial Concord, NC Aug 2009 - May 2012 2
Crown Capital Securities, LP Orange, CA Oct 2007 - Aug 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S65 NASAA Investment Advisors Law Examination Sep 2006
Contact Info for Patrick K. Riley
Phone Number: 704-782-7233
Registered State(s):
  • NC
Current Firm Details
Optimal Planning, LLC
Firm's CRD Number: 283885
By the Numbers
  • Total Assets Under Management
    8
    MILLIONS
  • Total Number of Accounts
    19
    ACCOUNTS
  • Average Account Value
    $426,316
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

NC

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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