Caroline SteigerCRD Number: 3061426
Current Firm: Ubs Financial Services Inc.
Caroline Steiger (CRD# 3061426) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Conshohocken, PA and has over 14 years of experience in the finance industry.
Clothier Springs Capital Management, LLC
Cypress Financial Planning
Academy Wealth Advisers, LLC
|Ubs Financial Services Inc.||Wilmington, DE||Aug 2013 - Current||3|
|Morgan Stanley Smith Barney||Wilmington, DE||Sep 2011 - Aug 2013||1|
|Ubs||Mt. Laurel, NJ||Aug 2010 - Sep 2011||1|
|School District Of Philadelphia||Philadelphia, PA||Sep 2009 - Aug 2010||< 1|
|Office Team||Red Bank, NJ||Jul 2009 - Sep 2009||< 1|
|School District Of Orange County||Williamstown, VT||Nov 2008 - Jun 2009||< 1|
|Office Team||Red Bank, NJ||Sep 2008 - Nov 2008||< 1|
|Loyola Marymount||Los Angeles, CA||Jan 2008 - Aug 2008||< 1|
|Goldman, Sachs & Co||Los Angeles, CA||Nov 2006 - Dec 2007||1|
|Credit Suisse First Boston LLC||Los Angeles, CA||Jan 2003 - Nov 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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