Neal Lee, financial advisor Conshohocken PA
93 score

Neal Lee

CRD Number: 4537526
Current Firm: Advisors Asset Management, Inc.

Neal Lee (CRD# 4537526) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Conshohocken, PA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Fixed Income Securities, LP Monument, CO Aug 2006 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2003
S65 NASAA Investment Advisors Law Examination Jul 2005
Contact Info for Neal Y. Lee
Phone Number: 719-488-9956
Firm Website: http://www.aamlive.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    810
    MILLIONS
  • Total Number of Accounts
    821
    ACCOUNTS
  • Average Account Value
    $986,394
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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