Diane Butturff, financial advisor Conway AR
96 score

Diane Butturff

CRD Number: 1040536
Current Firm: Northwestern Mutual Investment Services,llc

Diane Butturff (CRD# 1040536) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Conway, AR and has over 18 years of experience in the finance industry. Diane Butturff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Conway, AR Feb 1982 - Current 34
The Northwestern Mutual Life Ins Co Milwaukee, WI Dec 1979 - Current 37
Northwestern Mutual Life Insurance Comapny Conway, AR Nov 1979 - Current 37
Northwestern Mutual Investment Services, LLC Conway, AR Aug 2008 - Mar 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
Contact Info for Diane L. Butturff
Phone Number: 866-664-7737
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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