Mari Zayas-Bazan, financial advisor Coral Gables FL
93 score

Mari Zayas-Bazan

CRD Number: 4544356
Current Firm: Ubs Financial Services Inc.

Mari Zayas-Bazan (CRD# 4544356) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Coral Gables, FL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Coral Gables, FL Jan 2015 - Current 1
Hsbc Bank Usa Miami, FL Apr 2006 - Dec 2014 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2003
Contact Info for Mari Zayas-Bazan
Phone Number: 201-352-3000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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