Rosa Pachon, financial advisor Coral Gables FL
90 score

Rosa Pachon

CRD Number: 4445324
Current Firm: Td Private Client Wealth LLC

Rosa Pachon (CRD# 4445324) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Coral Gables, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Td Bank, N.a. Coral Gables, FL Oct 2012 - Current 4
Td Private Client Wealth LLC Coral Gables, FL Oct 2012 - Current 4
Td Bank, N.a. Coral Gables, FL Jun 2010 - Oct 2012 2
Lpl Financial Corporation Coral Gables, FL Mar 2008 - Jun 2010 2
Bankunited Coral Gables, FL Sep 2004 - Jun 2010 5
Ifmg Securities, Inc. Coral Gables, FL Nov 2004 - Mar 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Rosa M. Pachon
Phone Number: 212-897-2399
Firm Website: http://www.tdbank.com
Registered State(s):
  • CT
  • DE
  • FL
  • GA
  • ME
  • MD
  • MA
  • NH
  • NJ
  • NC
  • PA
  • RI
  • SC
  • VT
  • VA
By the Numbers
  • Total Assets Under Management
    1,061
    MILLIONS
  • Total Number of Accounts
    1,318
    ACCOUNTS
  • Average Account Value
    $804,695
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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