Stephen BerrocalCRD Number: 3071400
Current Firm: Truist Advisory Services, Inc.
Stephen Berrocal (CRD# 3071400) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Coral Gables, FL and has over 21 years of experience in the finance industry.
Genesis Wealth Management, Inc.
Kingsview Wealth Management, LLC
Efg Asset Management (americas) Corp.
|Suntrust Advisory Services||Atlanta, GA||Aug 2016 - Current||5|
|Suntrust Investment Services||Miami, FL||Aug 2013 - Current||8|
|Unemployed||Miami, FL||Apr 2013 - Jul 2013||< 1|
|Suntrust Investment Services||Miami, FL||Mar 2013 - Mar 2013||< 1|
|J.p. Morgan Securities LLC||Miami, FL||Oct 2012 - Feb 2013||< 1|
|Chase Investment Services Corp||Miami, FL||Jul 2009 - Oct 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2001|
|S66||NASAA Uniform Combined State Law Examination||Oct 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management61,581MILLIONS
Total Number of Accounts126,886ACCOUNTS
Average Account Value$485,328
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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