Benjamin MargolinCRD Number: 6319616
Current Firm: Northwestern Mutual Investment Services,llc
Benjamin Margolin (CRD# 6319616) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Coralville, IA and has 1 year of experience in the finance industry.
Nations Financial Group, Inc.
Raymond James Financial Services Advisors, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Mar 2016 - Current||< 1|
|Northwestern Mutual Investment Services LLC||Coralville, IA||Sep 2014 - Current||2|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||May 2014 - Current||2|
|University Of Iowa||Iowa City, IA||Aug 2011 - Current||5|
|Unemployed||Iowa City, IA||Nov 2010 - Aug 2011||< 1|
|Papa Johns||Iowa City, IA||Jul 2010 - Nov 2010||< 1|
|Vari Ro Now Oned By Ge Water||San Diego, CA||Jan 2010 - Jul 2010||< 1|
|Panera Bread||Iowa City, IA||Mar 2008 - Jan 2010||1|
|Unemployed||Iowa City, IA||Mar 2007 - Mar 2008||1|
|Pizza Hut||Coralville, IA||Jul 2006 - Mar 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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