Tim Sullivan, financial advisor Coralville IA
74 score

Tim Sullivan

CRD Number: 1899809
Current Firm: Northwestern Mutual Investment Services,llc

Tim Sullivan (CRD# 1899809) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Coralville, IA and has over 28 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Iowa City Regina Education Center Iowa City, IA Mar 2012 - Current 4
Basketball Referee Iowa City, IA Jul 2010 - Current 6
Northwestern Mutual Investment Services, LLC Davenport, IA Jan 1997 - Current 19
Northwestern Mutual Life Milwaukee, WI Dec 1996 - Current 20
Northwestern Mutual Investment Services, LLC Iowa City, IA Jul 2008 - Mar 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Tim D. Sullivan
Phone Number: 866-664-7737
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
74

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