Tim Sullivan (CRD# 1899809) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Kalona, IA and has over 35 years of experience in the finance industry. Tim Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4002778
Raymond James Financial Services Advisors, Inc.
CRD# 4972165
Rda Financial Network
CRD# 1146305
Rda Financial Network
Company Name | Location | Dates | Years |
---|---|---|---|
Cambridge Investment Research, Inc. | Fairfield, IA | Mar 2018 - Current | 6 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Mar 2018 - Current | 6 |
Alberhasky Snow Removal | Iowa City, IA | Nov 2017 - Current | 6 |
Iowa City Regina Education Center | Iowa City, IA | Mar 2012 - Current | 12 |
Basketball Referee | Iowa City, IA | Jul 2010 - Current | 13 |
Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2016 - Mar 2018 | 2 |
Northwestern Mutual Investment Services, LLC | Davenport, IA | Jan 1997 - Mar 2018 | 21 |
Northwestern Mutual Life | Milwaukee, WI | Dec 1996 - Mar 2018 | 21 |
Northwestern Mutual Investment Services, LLC | Iowa City, IA | Jul 2008 - Mar 2016 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 1988 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management82,428MILLIONS
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Total Number of Accounts461,370ACCOUNTS
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Average Account Value$178,659
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