Tim SullivanCRD Number: 1899809
Current Firm: Northwestern Mutual Investment Services,llc
Tim Sullivan (CRD# 1899809) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Coralville, IA and has over 29 years of experience in the finance industry.
Nations Financial Group, Inc.
Raymond James Financial Services Advisors, Inc.
|Alberhasky Snow Removal||Iowa City, IA||Nov 2017 - Current||< 1|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Iowa City Regina Education Center||Iowa City, IA||Mar 2012 - Current||6|
|Basketball Referee||Iowa City, IA||Jul 2010 - Current||7|
|Northwestern Mutual Investment Services, LLC||Davenport, IA||Jan 1997 - Current||21|
|Northwestern Mutual Life||Milwaukee, WI||Dec 1996 - Current||21|
|Northwestern Mutual Investment Services, LLC||Iowa City, IA||Jul 2008 - Mar 2016||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV