James Norvell, financial advisor Corbin KY
96 score

James Norvell

CRD Number: 1971742
Current Firm: Northwestern Mutual Investment Services,llc

James Norvell (CRD# 1971742) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Corbin, KY and has over 20 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2013 - Current 4
Norvex Supply, Inc. Corbin, KY Jan 2012 - Current 5
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jul 1989 - Current 28
Northwestern Mutual Life Insurance Company Milwaukee, WI Jan 1988 - Current 29
University Of Kentucky Lexington, KY Aug 1985 - Current 32
Northwestern Mutual Investment Services, LLC Louisville, KY Jun 2006 - Mar 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1997
S65 NASAA Investment Advisors Law Examination Jul 2006
Contact Info for James D. Norvell
Phone Number: 866-664-7737
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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