Joshua DobiCRD Number: 3175327
Current Firm: Sagepoint Financial, Inc.
Joshua Dobi (CRD# 3175327) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Cornelius, NC and has over 18 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Dobi Financial Group, LLC||Cornelius, NC||Sep 2009 - Current||8|
|Sagepoint Financial, Inc.||Pittsburgh, PA||Jan 2009 - Current||8|
|T & D Advisors, Inc.||Pittsburgh, PA||Aug 2002 - Sep 2009||7|
|Aig Financial Advisors, Inc.||Pittsburgh, PA||Oct 2008 - Jan 2009||< 1|
|American General Securities Incorporated||Pittsburgh, PA||Jan 1999 - Oct 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Sep 2002|
Total Assets Under Management4,385MILLIONS
Total Number of Accounts23,011ACCOUNTS
Average Account Value$190,540
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV