Larry Ballard, financial advisor Cornelius NC
93 score

Larry Ballard

CRD Number: 4561332
Current Firm: Ameriprise Financial Services, Inc.

Larry Ballard (CRD# 4561332) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Cornelius, NC and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Cornelius, NC Mar 2016 - Current < 1
Unemployed Charlotte, NC Oct 2015 - Mar 2016 < 1
Tiaa-cref Individual & Institutional Services, LLC Charlotte, NC Jan 2014 - Oct 2015 1
Tiaa Charlotte, NC Jan 2014 - Oct 2015 1
The Vanguard Group, Inc. Charlotte, NC May 2011 - Dec 2013 2
Harrison Hayes, LLC Charlotte, NC Jan 2010 - Apr 2011 1
First Class Mortgage Inc. Statesville, NC Jun 2006 - Dec 2009 3
Kcd Financial, Inc. Huntersville, NC Jun 2008 - Oct 2009 1
Total Debt Solutions Salt Lake City, UT Jul 2003 - Jan 2008 4
World Group Securities Dallas, NC Dec 2002 - Jan 2008 5
World Financial Group Dallas, NC Jan 2002 - Jan 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S65 NASAA Investment Advisors Law Examination Apr 2014
Contact Info for Larry E. Ballard
Phone Number: 612-671-3131
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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