Robert Bogia (CRD# 6750762) is an Investment Advisor Representative working at Principal Securities, Inc. in Cornelius, NC and has over 7 years of experience in the finance industry.
CRD# 2867492
Defender Capital
CRD# 5753288
Morgan Stanley
CRD# 6172815
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fulcrum Capital Partners | Cornelius, NC | Apr 2018 - Current | 6 |
| Principal Securities Inc. | Charlotte, NC | Feb 2017 - Current | 7 |
| Principal Life Insurance Company | Charlotte, NC | Feb 2017 - Dec 2022 | 5 |
| Wells Fargo | Charlotte, NC | Jul 2015 - Feb 2017 | 1 |
| Wilmington Trust | Wilmington, DE | Feb 2015 - Jul 2015 | < 1 |
| Wilmington Trust | Wilmington, DE | May 2014 - Feb 2015 | < 1 |
| Comprehensive Business Service | Newark, DE | Jan 2014 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2017 |
- NC
-
Total Assets Under Management12,106MILLIONS
-
Total Number of Accounts54,844ACCOUNTS
-
Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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