Thomas FarrellCRD Number: 5548777
Current Firm: Aspire Private Capital
Thomas Farrell (CRD# 5548777) is an Investment Advisor Representative working at Aspire Private Capital in Cornelius, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Global Financial Private Capital, LLC||Cornelius, NC||Oct 2014 - Current||3|
|Aspire Private Capital, LLC||Cornelius, NC||Apr 2014 - Current||4|
|Wells Fargo Advisors, LLC||Charlotte, NC||Sep 2011 - Apr 2014||2|
|Edward Jones||Denver, NC||May 2009 - Sep 2011||2|
|Edward Jones||St Louis, MO||Jun 2008 - May 2009||< 1|
|Cdg Management||Urbana, IL||May 2008 - May 2008||< 1|
|Bradley University||Peoria, IL||Aug 2006 - May 2008||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2014|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Total Assets Under Management92MILLIONS
Total Number of Accounts995ACCOUNTS
Average Account Value$92,801
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
FL, GA, NC, SC
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