John Ullman, financial advisor Corning NY
93 score

John Ullman

CRD Number: 863300
Current Firm: John G. Ullman & Associates, Inc.

John Ullman (CRD# 863300) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Corning, NY and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Usgm Securities Inc. Corning, NY May 1986 - Current 30
John G. Ullman & Associates, Inc. Corning, NY Aug 1978 - Current 38
#ia John G. Ullman And Associates, Inc. Corning, NY Aug 1978 - Current 38
U S G M Securities, Inc. Corning, NY Aug 1978 - Current 38
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
S65 NASAA Investment Advisors Law Examination Dec 1995
Contact Info for John G. Ullman
Phone Number: 607-936-3785
Firm Website: http://www.jgua.net
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    970
    MILLIONS
  • Total Number of Accounts
    1,118
    ACCOUNTS
  • Average Account Value
    $867,871
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA, CT, DC, FL, GA, IL, MA, MD, ME, MI, NC, NH, NJ, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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