Scott Foties, financial advisor Corona CA
86 score

Scott Foties

CRD Number: 1271139
Current Firm: Edward Jones

Scott Foties (CRD# 1271139) is an Investment Advisor Representative working at Edward Jones in Corona, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Corona, CA Dec 2015 - Current 1
Edward Jones St. Louis, MO Aug 2010 - Dec 2015 5
Unemployed Corona, CA Oct 2009 - Aug 2010 < 1
Self Employed Corona, CA Mar 2009 - Oct 2009 < 1
Unemployed Corona, CA Jan 2009 - Mar 2009 < 1
Self Employed Carlsbad, CA Oct 2008 - Jan 2009 < 1
Unemployed Corona, CA Jul 2008 - Oct 2008 < 1
Orange County Diagnostics Mission Viejo, CA Mar 2007 - Jul 2008 1
Pathology Inc. Torrance, CA Jun 2006 - Mar 2007 < 1
Unemployed Corona, CA Dec 2005 - Jun 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Scott J. Foties
Phone Number: (323) 691-7658
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86
Verified Page
Data verified by both the advisor and the public regulatory data.

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