Scott Foties (CRD# 1271139) is an Investment Advisor Representative working at Edward Jones in Corona, CA and has over 6 years of experience in the finance industry.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
Score
107
CRD# 6556257
Rs Crum Inc.
Score
103
CRD# 4782319
John P. Dubots Capital Management, LLC
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial | Corona, CA | Dec 2015 - Current | 1 |
| Edward Jones | St. Louis, MO | Aug 2010 - Dec 2015 | 5 |
| Unemployed | Corona, CA | Oct 2009 - Aug 2010 | < 1 |
| Self Employed | Corona, CA | Mar 2009 - Oct 2009 | < 1 |
| Unemployed | Corona, CA | Jan 2009 - Mar 2009 | < 1 |
| Self Employed | Carlsbad, CA | Oct 2008 - Jan 2009 | < 1 |
| Unemployed | Corona, CA | Jul 2008 - Oct 2008 | < 1 |
| Orange County Diagnostics | Mission Viejo, CA | Mar 2007 - Jul 2008 | 1 |
| Pathology Inc. | Torrance, CA | Jun 2006 - Mar 2007 | < 1 |
| Unemployed | Corona, CA | Dec 2005 - Jun 2006 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
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Total Assets Under Management140,424MILLIONS
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Total Number of Accounts777,048ACCOUNTS
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Average Account Value$180,715
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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