Barry Brauchi (CRD# 4699093) is an Investment Advisor Representative working at Oxbow Advisors, LLC in Austin, TX and has over 20 years of experience in the finance industry. Barry Brauchi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Herndon Plant Oakley Ltd | Austin, TX | Aug 2016 - Current | 7 |
| Oxbow Advisors, LLC | Austin, TX | Aug 2016 - Current | 7 |
| Purshe Kaplan Sterling | Albany, NY | May 2012 - Aug 2016 | 4 |
| Syntal Capital Partners, LLC | Midland, TX | May 2012 - Aug 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2004 |
- TX
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Total Assets Under Management1,948MILLIONS
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Total Number of Accounts1,527ACCOUNTS
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Average Account Value$1,275,760
- A percentage of assets under your management
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