James Mailhes, financial advisor Corpus Christi TX
83 score

James Mailhes

CRD Number: 1291693
Current Firm: Voya Financial Advisors, Inc.

James Mailhes (CRD# 1291693) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Corpus Christi, TX and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors Corpus Christi, TX Sep 2014 - Current 2
Corpus Christi Financial Group Corpus Christi, TX Nov 2010 - Current 6
Corpus Christi Financial Group Corpus Christi, TX Oct 1995 - Current 21
Ing Financial Partners, Inc. Corpus Christi, TX Jan 2004 - Sep 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S65 NASAA Investment Advisors Law Examination Feb 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James P. Mailhes
Phone Number: 1-800-356-2906
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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