James Mailhes, financial advisor Corpus Christi TX

James Mailhes

Corpus Christi Financial Group

CRD Number: 1291693
Current Firm: Lpl Financial LLC
Compensation Model: Both
James Mailhes (CRD# 1291693) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Corpus Christi, TX and has over 32 years of experience in the finance industry.
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Lpl Financial LLC
Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Corpus Christi, TX Aug 2021 - Current 2
Corpus Christi Financial Group Corpus Christi, TX Nov 2010 - Current 13
Corpus Christi Financial Group Corpus Christi, TX Oct 1995 - Current 28
Cetera Advisor Networks LLC El Segundo, CA Jun 2021 - Aug 2021 < 1
Voya Financial Advisors Corpus Christi, TX Sep 2014 - Jun 2021 6
Ing Financial Partners, Inc. Corpus Christi, TX Jan 2004 - Sep 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S65 NASAA Investment Advisors Law Examination Feb 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

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Contact Info for James P. Mailhes
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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