James Mailhes, financial advisor Corpus Christi TX
91 score

James Mailhes

Corpus Christi Financial Group

CRD Number: 1291693
Current Firm: Voya Financial Advisors, Inc.
Compensation Model: Both
James Mailhes (CRD# 1291693) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Corpus Christi, TX and has over 32 years of experience in the finance industry.
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Professional Designations
Company Name Location Dates Years
Corpus Christi Financial Group Corpus Christi, TX Oct 1995 - Current 21
Voya Financial Advisors Corpus Christi, TX Sep 1997 - Feb 2017 19
MONY Securties Corp. Corpus Christi, TX Oct 1995 - Sep 1997 1
NYLIFE Securities Inc. Corpus Christi, TX Sep 1984 - Oct 1995 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S7 General Securities Representative Examination (GS) Feb 1995
S65 NASAA Investment Advisors Law Examination Feb 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James P. Mailhes
Phone Number: 3618828700
Registered State(s):
  • TX
  • DC
  • GA
  • MT
  • PA
  • WA
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
91
Verified Page
Data verified by both the advisor and the public regulatory data.

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