James KimCRD Number: 5995274
Current Firm: Ims Financial Advisors, Inc.
James Kim (CRD# 5995274) is an Investment Advisor Representative working at Ims Financial Advisors, Inc. in Corpus Christi, TX and has over 6 years of experience in the finance industry. James Kim has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Eagle Strategies LLC
Oxbow Advisors, LLC
Stifel, Nicolaus & Company, Incorporated
|Calton & Associates, Inc.||Houston, TX||Nov 2017 - Current||< 1|
|Ims Financial Advisors, Inc.||Houston, TX||Apr 2012 - Current||6|
|Ims Securities, Inc.||Houston, TX||Apr 2012 - Nov 2017||5|
|Atl Consulting, LLC||Corpus Christi, TX||Sep 2011 - Apr 2012||< 1|
|Nylife Securities LLC||Corpus Christi, TX||Nov 2011 - Jan 2012||< 1|
|New York Life Ins. Company||Corpus Christi, TX||Oct 2011 - Jan 2012||< 1|
|Fields Nemec & Co Pc||Corpus Christi, TX||Jan 2006 - Sep 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2012|
Total Assets Under Management83MILLIONS
Total Number of Accounts456ACCOUNTS
Average Account Value$182,436
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IN, KS, LA, MA, MD, MI, MO, MS, NC, NE, NJ, NM, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WV
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