John Stearns, financial advisor Corpus Christi TX
83 score

John Stearns

CRD Number: 2983334
Current Firm: Summit Financial Group Inc.

John Stearns (CRD# 2983334) is an Investment Advisor Representative working at Summit Financial Group Inc. in Corpus Christi, TX and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Summit Brokerage Services Corpus Christi, TX Jul 2012 - Current 4
Summit Financial Grup Corpus Christi, TX Jul 2012 - Current 4
Brokersxpress, LLC Chicago, IL Jan 2010 - Jul 2012 2
Morgan Keegan & Company, Inc. San Antonio, TX Jul 2009 - Jan 2010 < 1
Morgan Keegan And Company, Inc. Thibodaux, LA Sep 2007 - Jul 2009 1
Ids Life Insurance Company Richardson, TX Nov 1997 - Sep 2007 9
American Express Financial Advisors Inc. Richardson, TX Nov 1997 - Sep 2007 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1997
S66 NASAA Uniform Combined State Law Examination Apr 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John H. Stearns
Phone Number: 561-338-2600
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
83

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