Phillip Plant, financial advisor Corpus Christi TX

Phillip Plant

CRD Number: 364393
Current Firm: Herndon Plant Oakley Ltd

Phillip Plant (CRD# 364393) is an Investment Advisor Representative working at Herndon Plant Oakley Ltd in Corpus Christi, TX and has over 30 years of experience in the finance industry.

Similar Advisors
Elizabeth Ackman, financial advisor Corpus Christi TX
Elizabeth S. Ackman
CRD# 6713927
Edward Jones
Similar Advisors
Sandra Aguilar, financial advisor Corpus Christi TX
Sandra Aguilar
CRD# 4385180
Missionsquare Retirement
Similar Advisors
Raul Amador, financial advisor Corpus Christi TX
Raul Amador
CRD# 858040
Lpl Financial LLC
Company Name Location Dates Years
Springwater Advisors, LLC Corpus Christi, TX Mar 2009 - Current 13
Herndon Plant Oakley Insurance Agency Lc Corpus Christi, TX Nov 2001 - Current 20
Herndon Plant Oakley Inc. Corpus Christi, TX Oct 1998 - Current 23
Herndon Plant Oakley, Ltd. Corpus Christi, TX Jan 1998 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1992
S65 NASAA Investment Advisors Law Examination Apr 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Phillip M. Plant
Phone Number: 361-888-7611
Firm Website: https://www.hpo.com
Registered State(s):
  • FL
  • KS
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    77
    MILLIONS
  • Total Number of Accounts
    116
    ACCOUNTS
  • Average Account Value
    $666,479
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, KS, OK, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.