Naomi Tanabe, financial advisor Cos Cob CT

Naomi Tanabe

CRD Number: 3270848
Current Firm: Lpl Financial LLC

Naomi Tanabe (CRD# 3270848) is an Investment Advisor Representative working at Lpl Financial LLC in Cos Cob, CT and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Cos Cob, CT Aug 2022 - Current 1
Lpl Financial LLC Cos Cob, CT Aug 2022 - Current 1
People's United Advisors Cos Cob, CT Jun 2018 - Current 5
People's Securities, Inc. Cos Cob, CT Apr 2000 - Current 23
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 1999
Contact Info for Naomi Tanabe
Phone Number: 704-733-3300
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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