H Thompson, financial advisor Coshocton OH

H Thompson

CRD Number: 1694244
Current Firm: Lpl Financial LLC

H Thompson (CRD# 1694244) is an Investment Advisor Representative working at Lpl Financial LLC in Coshocton, OH and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Coshocton, OH Oct 2017 - Current 6
Independent Advisor Alliance Coshocton, OH Oct 2017 - Current 6
H Dewey Thompson Financial Services Coshocton, OH Mar 2007 - Current 17
Cfd Investments, Inc. Kokomo, IN Apr 2004 - Oct 2017 13
Creative Financial Designs, Inc. Kokomo, IN Apr 2004 - Oct 2017 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1996
S66 NASAA Uniform Combined State Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for H D. Thompson
Phone Number: 704-733-3300
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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