James Cravotta, financial advisor Costa Mesa CA
71 score

James Cravotta

CRD Number: 3104460
Current Firm: Orion Investments, LLC

James Cravotta (CRD# 3104460) is an Investment Advisor Representative working at Orion Investments, LLC in Costa Mesa, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. E. Costa Mesa, CA Nov 2016 - Current 1
Executive Services, LLC Irvine, CA Sep 2011 - Current 6
Independent Financial Group Irvine, CA Jun 2015 - May 2016 < 1
Capital Markets Iq, LLC Irvine, CA Mar 2012 - Jun 2015 3
Concert Wealth Capital Management, Inc. San Jose, CA Sep 2011 - Jun 2015 3
Girard Securities, Inc. San Diego, CA Jul 2013 - Oct 2013 < 1
Morgan Stanley Smith Barney Irvine, CA Jun 2009 - Sep 2011 2
Morgan Stanley & Company, Incorporated Irvine, CA Aug 2007 - Jun 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James W. Cravotta
Phone Number: 855-877-4976
Firm Website: https://www.linkedin.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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